This valuable seminar provides a comprehensive overview of regulations and court decisions that impact financial disclosure, governance issues, self-regulating organizations (NYSE and NASDAQ) reporting, governance requirements, and civil and criminal liabilities.

This one-day seminar goes beyond text book instruction to provide small group discussion and application of regulatory issues to hypothetical cases. Instructors are a leading team of legal experts and partners from Paul Hastings LLP, moderated by NIRI National Board member Mary Beth Kissane, JD, MA, Principal, Walek & Associates and Founder, Corporate Perception Research LLC.

Important to all in the financial disclosure and communications process, including investor relations practitioners and counselors, CFOs and financial communications professionals who want a primer on the regulations.

Topics Include
The basic reporting requirements of public companies
Corporate governance issues that impact investor relations
Periodic reports that public companies must file with the SEC
The impact of FinReg, Sarbanes Oxley, Reg FD, and Reg G