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NIRI Analytics (09/26/2013) - Shareholder Identification and Engagement Challenges 2013 Survey Research Report

NIRI Analytics (09/26/2013) - Shareholder Identification and Engagement Challenges 2013 Survey Research Report

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NIRI Analytics (09/26/2013) - Shareholder Identification and Engagement Challenges 2013 Survey Research Report ...
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$100.00 - NIRI Analytics (09/26/2013) - Shareholder Identification and Engagement Challenges 2013 Survey Results

Number of pages:23
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A Few Key Findings from the Executive Summary
 
  • Eighty-eight percent of survey respondent investor relations (IR) professionals state shareholder identification is very or extremely important to their IR initiatives.
  • While 51% are very familiar (know company stock ownership at a granular level) with their investor base, 49% of respondents state they are only somewhat familiar (know only who big investors are).
  • The overwhelming majority of respondents (91%) use SEC filings to identify current shareholders. This is followed by proprietary stock surveillance services (65%), direct questions to shareholders during one-on-ones (53%), shareholder registers (provided by transfer agents) (37%), and non-objecting beneficial owner (NOBO) lists (23%)...
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